What is auditable intelligence?

Every output Umergence produces is traceable to its source documents. Each claim links back to the page, paragraph, and document it came from - enabling regulatory review and human verification.

Do you train AI models on client data?

No. Client documents are not used to improve our general models, and we don't build proprietary databases from your VDR. Your competitive edge stays yours.

Is Umergence regulated?

Umergence has been FINRA-registered since 2015 and complies with GLBA / Regulation S-P financial-privacy regulations.

Umergence.AI - Intelligence That Operates. Not Just Informs.

Our Team Has Operated At

FINRA Registered

Zero Data Retention

SOC 2 In Progress

GLBA Compliant

AES-256 Encryption

Single Tenant

THE AGENTIC DIFFERENCE

Your Deal Team. Always On.

Picture this: You're on the back nine when an email arrives - a new virtual data room, 200+ documents, due in a week. Before you finish your round, your AI deal team has already started. The Research Agent pulls target financials and builds an intelligence dossier. The Analysis Agent runs sensitivity models and comparable transactions. The Synthesis Agent drafts the investment memo in your firm's voice. The Orchestration Layer coordinates everything and flags what needs your eye.

You walk back to your desk. Everything is waiting. Organized, sourced, cited, and ready for your judgment. This isn't AI that helps you work. This is AI that works.

Research Agent

Continuously monitors markets, scrapes filings, identifies targets, and builds intelligence dossiers. 24/7.

Analysis Agent

Builds financial models, runs sensitivity analysis, pulls comparable transactions, stress-tests assumptions. Without prompting.

Synthesis Agent

Drafts investment memos, executive summaries, LP presentations, and risk assessments. In your firm's voice and templates.

Orchestration Layer

Coordinates all agents in parallel. Manages dependencies. Flags conflicts. Delivers complete work products.

Cited Analysis, Not Chatbot Guesses

Multi Document Intelligence

Multi Model Routing

Human in the Loop, Where It Matters

Who It's For

PE & VC Firms

Accelerate due diligence and surface risk signals across hundreds of documents.

Investment Banks

Prepare deal memos and financial analysis faster with AI-assisted synthesis.

Family Offices

Monitor opportunities, evaluate investments, and maintain documented conviction.

Private Credit Underwriting

Analyze borrower risk, financial signals, and deal structure faster with AI-assisted insights.

85%

Reduction in Due Diligence Time

200+

Documents Analyzed Simultaneously

100%

Findings Cited to Source

"From 200 documents to an investment memo with every finding sourced. In hours, not weeks."

- Managing Director, Mid Market PE Firm

See What Auditable Analysis Looks Like

Schedule a 30-minute demo with investment professionals - not salespeople.

Source Linked

Source-Linked Analysis. Not Generated Content.

Every Claim Traced to Its Source

No more "AI said so." Every insight, every metric, every conclusion links back to the exact document, page, and data point. Your team can verify in seconds. Built for audit trails and LP review.

Your Entire Data Room. One Conversation.

Upload a VDR. Ask questions across all 200 documents. Get answers that weave context from filings, board decks, financial models, and customer contracts. The agents read everything. You read nothing twice.

Your Deal. Your Rules.

Customize templates. Define priorities. Set risk thresholds. The agents learn your decision framework and apply it automatically. Goldman's memo format? Done. Family office checklist? Integrated. Your firm's voice? Preserved.

The Best AI for Every Task

GPT-5.4 for reasoning

Claude for synthesis

Gemini for data analysis

Multiple-model routing based on the task.

Internal Documents or Public Intelligence. Always Labeled.

The agents work with your proprietary data, 10-K filings, industry reports, and third-party research. Every source is tagged. No confusion. Full traceability for compliance and decision-making.

AI Does the Research. You Make the Call.

We built Umergence.AI to augment, not replace. You see the findings, the sources, the confidence levels. You flag what's important. You make the decision. The AI accelerates everything before that point.

COMING SOON

Comparison Matrices

Compare multiple deals, companies, or opportunities side-by-side with structured financial metrics, risk signals, and sourced evidence to quickly identify the strongest investment options.

Blueprint Workflows

Pre-configured diligence workflows that guide teams through research, analysis, and reporting so complex deal evaluations can be executed consistently and faster.

Plan Mode

AI proposes a structured research plan before starting analysis, allowing teams to review, approve, and control how diligence tasks are executed.

Report Generation

Automatically generate structured investment briefs, memos, and reports using analyzed documents and verified insights.

Secured

Security Isn't a Feature. It's the Foundation.

Zero Data Retention

Your documents are processed and discarded. We don't train on client data. We don't archive it. Single-use processing only.

Single-Tenant Storage

Your data runs on isolated infrastructure. No multi-tenant databases. No data commingling. Complete segregation.

No Training on Client Data

Your documents never improve our general models. Period. We don't build proprietary databases from your VDR. Your competitive edge stays yours.

Encryption at Every Stage

AES-256 at rest. TLS 1.3 in transit. End-to-end encryption for uploads and downloads. Military-grade standard throughout.

FINRA-Grade Audit Trail

Every action logged. Every query recorded. Every decision documented. Built for regulatory inspection from day one.

GLBA / Regulation S-P Compliance

We comply with financial privacy regulations. Your customer information is protected at the standard required by law.

Role-Based Access Controls

Define who sees what. Assign permissions at the team or individual level. Granular control over sensitive documents.

PII Redaction

Sensitive personal information is automatically flagged and can be redacted. Social security numbers, bank accounts, and passport data are protected.

Question About Security?

Schedule a security review with our compliance team.

Data Room

From Data Room to Decision. Faster.

PE & VC Due Diligence

Pull target financials, identify red flags, build the comp set, and draft the investment thesis - all in parallel. Our agents read 5 years of financial statements, customer lists, and contract details simultaneously. Your team gets a 50-page memo with every insight sourced.

Investment Bank Deal Screening

Speed up deal origination. Analyze pitch books, financial models, and market comps in hours instead of days. Surface deal quality signals fast. Rank targets by strategic fit, financial profile, and market opportunity without manual review.

Family Office Portfolio Monitoring

Monitor your portfolio companies 24/7. The agents track regulatory filings, press releases, and industry developments. Get monthly portfolio health checks with risk flags and opportunity alerts - all sourced and actionable.

Private Credit Underwriting

Assess borrower strength and loan structure risk. Pull covenant analysis, historical performance, and industry comparables. Get a comprehensive credit assessment that integrates financial data, legal docs, and market context - ready for credit committee.

See It With Your Own Documents

Upload a sample VDR. See the agents in action.

About Us

A Decade of Institutional Deal Making. Now AI Native.

Umergence.AI is built inside a FINRA-registered broker dealer with a ten-year track record in private placements, capital raises, and M&A advisory. The same professionals who run deals now run the platform.

40+

Registered Investment Professionals

$75B+

Facilitated by Umergence Broker Dealer

20+

Years Average Industry Experience

Our Team

Faces behind our AI Solution

Our team combines decades of experience in investment banking, private markets, and AI engineering. We are building technology that transforms complex due diligence into clear, decision-ready intelligence for investors and financial institutions.

Elijah Gutman

Head of Product

A product visionary driving Umergence.AI's innovation. Expertise in AI, machine learning, and financial modeling. Passionate about building cutting-edge solutions for the investment industry.

David Logan

CEO / CCO

A strategic leader guiding Umergence.AI's vision. Expertise in corporate governance, regulatory compliance, and business development. Committed to delivering secure and compliant AI solutions for finance.

Jeffrey Ciarcia

CFO

A financial strategist overseeing Umergence.AI's financial operations. Expertise in financial planning, risk management, and investment analysis. Dedicated to ensuring financial security and growth for the company.

Leadership

David Logan

- CEO / CCO.

IT Director at the University of Connecticut for over a decade. Board member and Communications Officer for YPO. Chief Experience Officer at Escape Velocity. Accelerator Chair for the Entrepreneurs' Organization in Connecticut. Founded Umergence, a FINRA-registered broker dealer, in 2015.

Elijah Gutman

- Head of Product.

Chief Technology Officer at Umergence. Works at the intersection of AI and finance, leading product, engineering, and architecture across the firm's fintech platforms. Designs AI-native financial products and runs the agentic overhaul of Umergence's internal and counterparty workflows. Builds for the constraints that matter: audit trail, supervisory oversight, and the regulated environment of a FINRA and SEC registered broker-dealer.

Compliance System

Compliance Native. Not Compliance Bolted On.

We started with FINRA regulations in mind. Every design choice - audit trails, data retention policies, role-based access - is baked in from day one. We're not retrofitting compliance. We're building it.

Ecosystem

The Umergence Ecosystem

Umergence.com

The institutional deal marketplace. Where capital finds opportunities.

Umergence.AI

The intelligence layer. Where autonomous agents execute due diligence and analysis.

Request a Demo

Ready to See Auditable Intelligence in Action?

What to expect

30-minute walkthrough with a product specialist
Live demo using your own documents or sample data
Pricing and implementation discussion
Q&A with our security and compliance team